RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• J••••• M••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Sep 13, 2016 · Brownsburg, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 7, 2012 to Sep 8, 2016 · Greenwood, In
- M•• I••••••••• M••••••••• C•••• formerApr 29, 2010 to Aug 19, 2011 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerJan 29, 2009 to Mar 26, 2010 · Zionsville, In
- C••••• I••••••••• S••••••• L•• formerApr 25, 2008 to Jul 11, 2008 · Indianapolis, In
- N•••••• I••••••••• I••• unclassifiedSep 20, 2000 to Apr 21, 2008 · Indianapolis, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••• T•••• S••••••••• I•••left Sep 8, 2016, registered Sep 13, 2016 (5 days) · Other
- M•• I••••••••• M••••••••• C•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 19, 2011, registered Sep 7, 2012 (385 days) · Other
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Mar 26, 2010, registered Apr 29, 2010 (34 days) · Other
- C••••• I••••••••• S••••••• L•• to M•• F•••••••• A•••••••• I•••left Jul 11, 2008, registered Jan 29, 2009 (202 days) · Other
- N•••••• I••••••••• I••• to C••••• I••••••••• S••••••• L••left Apr 21, 2008, registered Apr 25, 2008 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address