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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Brookfield, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 11, 2026 | n/a | yes | Brookfield, WI | Current employment |
| INTRUA FINANCIAL | Independent wealth | Nov 13, 2023 | Jul 27, 2026 | no | Brookfield, WI|HOUSTON, TX | Previous registration |
| FREEDOM WEALTH ALLIANCE | Former SEC adviser | Aug 6, 2019 | Dec 12, 2023 | no | Brookfield, WI | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 28, 2002 | Aug 2, 2019 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTRUA FINANCIAL | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 27, 2026 | Aug 11, 2026 | 15 | Firm change | RIA to ibd |
| FREEDOM WEALTH ALLIANCE | INTRUA FINANCIAL | Dec 12, 2023 | Nov 13, 2023 | -29 | Firm change | RIA to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | FREEDOM WEALTH ALLIANCE | Aug 2, 2019 | Aug 6, 2019 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170456:281554:WI:2023-12-12 | Dec 12, 2023 | Nov 13, 2023 | BROOKFIELD, WI | Firm change |