DFX Intelligence

J•••• M•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J•••• M•••••• F•••••••

Advisor at C••••••• A•••• M••••••••• L••

Maumee, OH | MORTON, IL

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Search this name across graphsid dfx:ria:e4351e24-f46e-dae3-20a3-300abfcac9ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Independent wealth	Feb 12, 2025	n/a	yes	Maumee, OH\|MORTON, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 2, 2021	Oct 22, 2024	no	ATLANTA, GA\|CUMMING, GA\|CUMMING, GA\|ALPHARETTA, GA\|ATLANTA, GA\|CUMMING, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C••••••• A•••• M••••••••• L••	Oct 22, 2024	Feb 12, 2025	113	Firm change	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Oct 28, 2021	Dec 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:19616:GA:2021-10-28	Oct 28, 2021	Dec 2, 2021	CUMMING, GA	Firm change
111514:7870:NE:2018-07-06	Aug 31, 2018	Feb 28, 2018	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 2, 2021 to Oct 22, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 20, 2018 to Oct 28, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
J•••• M•••••• F••••••• left W•••• F•••• A••••••• for C••••••• A•••• M••••••••• L•• (registered 2025-02-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4351e24-f46e-dae3-20a3-300abfcac9ac
First observed: Jul 27, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.