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Advisor at STIRLINGSHIRE INVESTMENTS
Columbus, OH | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIRLINGSHIRE INVESTMENTS | Independent wealth | Apr 3, 2024 | n/a | yes | Columbus, OH|NEW YORK, NY | Current employment |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 8, 2019 | Feb 1, 2024 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| ON INVESTMENT MANAGEMENT CO | Bd affiliated wealth | Jun 14, 2017 | Sep 11, 2019 | no | Dublin, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 16, 2007 | May 13, 2011 | no | COLUMBUS, OH|DUBLIN, OH|COLUMBUS, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 14, 2006 | Sep 15, 2006 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | STIRLINGSHIRE INVESTMENTS | Feb 1, 2024 | Apr 3, 2024 | 62 | Firm change | Ibd to RIA |
| ON INVESTMENT MANAGEMENT CO | HORNOR, TOWNSEND & KENT, LLC | Sep 11, 2019 | Oct 8, 2019 | 27 | Firm change | Ibd to ibd |
| CHASE INVESTMENT SERVICES CORP. | ON INVESTMENT MANAGEMENT CO | May 13, 2011 | Jun 14, 2017 | 2,224 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHASE INVESTMENT SERVICES CORP. | Sep 15, 2006 | Feb 16, 2007 | 154 | Firm change | Other |