DFX Intelligence

D••••• J•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

D••••• J•••• L•••

Advisor at D•••••••• A••••••• S•••••••• L••

SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:d0f46ff1-6a7c-547e-f607-25570abbe865

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Feb 3, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

D••••• J•••• L•••

Real estate principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 4, 2024	n/a	yes	SOUTH JORDAN, UT	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 15, 2023	n/a	yes	SOUTH JORDAN, UT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• W••••• M••••••••• I•••	D•••••••• A••••••• S•••••••• L••	Nov 16, 2015	Sep 15, 2023	2,860	Firm change after gap	Other
D•••••••• W••••• M••••••••• L••	D•••••••• W••••• M••••••••• I•••	Oct 6, 2014	Dec 20, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
169032:326060:UT:2015-11-16	Nov 16, 2015	Sep 15, 2023	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (6)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 15, 2023 to presentfactForm ADV
→ D•••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2013 to Nov 16, 2015factForm ADV
→ D•••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0f46ff1-6a7c-547e-f607-25570abbe865
First observed: Feb 3, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.