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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Terrance Lee Johnson

Advisor at LPL FINANCIAL LLC

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Search this name across graphsid dfx:ria:e4519953-692b-a5f0-465a-79803bba5e65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 27, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 15, 2009
First registration: May 27, 2009
Dual registered: yes, broker-dealer
Other names: TERRANCE JOHNSON|TERRANCE LEE JOHNSON|TERRANCE L JOHNSON
IAPD individual key: 5650624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 24, 2023	n/a	yes	WAUKESHA, WI\|WAUKESHA, WI\|COTTAGE GROVE, WI\|MILWAUKEE, WI\|MUSKEGO, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|FRANKLIN, WI\|HARTFORD, WI\|CEDARBURG, WI\|WEST BEND, WI	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	May 27, 2021	Jul 19, 2023	no	Milwaukee, WI\|Milwaukee, WI\|GREENWOOD VILLAGE, CO	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 12, 2015	Jun 18, 2019	no	MILWAUKEE, WI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 11, 2013	Jan 7, 2015	no	BROOKFIELD, WI	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 11, 2013	Jan 7, 2015	no	Brookfield, WI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 16, 2011	Dec 14, 2012	no	WAUKESHA, WI\|MADISON, WI	Previous registration
EDWARD JONES	National bd RIA	May 27, 2009	Oct 18, 2011	no	ST LOUIS, MO\|MIDDLETON, WI\|SHOREWOOD, WI\|ST LOUIS, MO\|MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	LPL FINANCIAL LLC	Jul 19, 2023	Oct 24, 2023	97	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	EMPOWER ADVISORY GROUP, LLC	Jun 18, 2019	May 27, 2021	709	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 7, 2015	Jun 11, 2013	-575	Channel change	Other
TD AMERITRADE, INC.	J.P. MORGAN SECURITIES LLC	Jan 7, 2015	Oct 12, 2015	278	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 14, 2012	Jun 11, 2013	179	Firm change	Other
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 18, 2011	Nov 16, 2011	29	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 24, 2023 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
May 27, 2021 to Jul 19, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 12, 2015 to Jun 18, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 11, 2013 to Jan 7, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 11, 2013 to Jan 7, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 16, 2011 to Dec 14, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 27, 2009 to Oct 18, 2011factForm ADV

Dated events

Occurred
Jul 19, 2023
Advisor changed firm
Terrance Lee Johnson left Empower Advisory Group, Llc for Lpl Financial Llc (registered 2023-10-24)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4519953-692b-a5f0-465a-79803bba5e65
First observed: May 27, 2009
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Terrance Lee Johnson

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4519953-692b-a5f0-465a-79803bba5e65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.