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Advisor at AMERICAN INDEPENDENT SECURITIES GROUP, LLC
SOLANA BEACH, CA | EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | Jan 1, 2025 | n/a | yes | SOLANA BEACH, CA|EAGLE, ID|EAGLE, ID | Current employment |
| AFA ADVISOR SERVICES LLC | n/a | Feb 25, 2008 | Apr 22, 2010 | no | SOLANA BEACH, CA|TEMECULA, CA|CALABASAS, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Feb 4, 2005 | no | TEMECULA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AFA ADVISOR SERVICES LLC | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Apr 22, 2010 | Jan 1, 2025 | 5,368 | Firm change after gap | Other |
| LPL FINANCIAL LLC | AFA ADVISOR SERVICES LLC | Feb 4, 2005 | Feb 25, 2008 | 1,116 | Firm change after gap | Other |