RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•••• M•••••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Jan 1, 2025 · Solana Beach, Ca
- A•• A•••••• S••••••• L•• unclassifiedFeb 25, 2008 to Apr 22, 2010 · Solana Beach, Ca
- L•• F•••••••• L•• BD affiliatedDec 31, 1997 to Feb 4, 2005 · Temecula, Ca
- A•• A•••••• S••••••• L•• to A••••••• I••••••••• S••••••••• G••••• L••left Apr 22, 2010, registered Jan 1, 2025 (5368 days) · Other
- L•• F•••••••• L•• to A•• A•••••• S••••••• L••left Feb 4, 2005, registered Feb 25, 2008 (1116 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address