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Advisor at ATLANTIS ASSET MANAGEMENT, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ATLANTIS ASSET MANAGEMENT, LLC | Former SEC adviser | Aug 7, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| GLOBAL ARENA INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 2, 2011 | Oct 5, 2012 | no | GREENWICH, CT | Previous registration |
| WESTMINSTER SECURITIES CORPORATION | n/a | Jun 18, 2003 | Mar 3, 2009 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL ARENA INVESTMENT MANAGEMENT, LLC | ATLANTIS ASSET MANAGEMENT, LLC | Oct 5, 2012 | Aug 7, 2021 | 3,228 | Firm change after gap | Other |
| WESTMINSTER SECURITIES CORPORATION | GLOBAL ARENA INVESTMENT MANAGEMENT, LLC | Mar 3, 2009 | Feb 2, 2011 | 701 | Firm change after gap | Other |