RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• G•••••• B••••
- A••••••• A•••• M••••••••• L•• former currentsince Aug 7, 2021 · New York, Ny
- G••••• A•••• I••••••••• M••••••••• L•• formerFeb 2, 2011 to Oct 5, 2012 · Greenwich, Ct
- W••••••••• S••••••••• C••••••••• unclassifiedJun 18, 2003 to Mar 3, 2009 · Greenwich, Ct
- G••••• A•••• I••••••••• M••••••••• L•• to A••••••• A•••• M••••••••• L••left Oct 5, 2012, registered Aug 7, 2021 (3228 days) · Other
- W••••••••• S••••••••• C••••••••• to G••••• A•••• I••••••••• M••••••••• L••left Mar 3, 2009, registered Feb 2, 2011 (701 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address