RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• S••••• T•••••
- V•••• W••••• independent RIA currentsince Jan 15, 2025 · Santa Clarita, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 17, 2017 to Oct 2, 2020 · Valencia, Ca
- W•••••• • R••• formerAug 16, 2016 to Feb 22, 2017 · Las Vegas, Nv
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•••• W•••••left Oct 2, 2020, registered Jan 15, 2025 (1566 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- W•••••• • R••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 22, 2017, registered Mar 17, 2017 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address