DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
LACEY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 2, 2026 | n/a | yes | LACEY, WA | Current employment |
| COPPER FINANCIAL | Independent wealth | Jul 7, 2020 | Apr 17, 2025 | no | Los Angeles, CA|LENEXA, KS|LENEXA, KS|Lenexa, KS | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | May 19, 2014 | Jun 30, 2020 | no | PEMBROKE PINES, FL|Los Angeles, CA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 7, 2009 | Aug 2, 2012 | no | PENSACOLA, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 15, 2008 | Apr 27, 2009 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|FORT MILL, SC | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 16, 2006 | Jul 24, 2007 | no | ST CLOUD, MN|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COPPER FINANCIAL | CETERA INVESTMENT ADVISERS LLC | Apr 17, 2025 | Jun 2, 2026 | 411 | Firm change after gap | RIA to ibd |
| CUSO FINANCIAL SERVICES, L.P. | COPPER FINANCIAL | Jun 30, 2020 | Jul 7, 2020 | 7 | Firm change | Ibd to RIA |
| CETERA INVESTMENT SERVICES LLC | CUSO FINANCIAL SERVICES, L.P. | Aug 2, 2012 | May 19, 2014 | 655 | Firm change after gap | Other |
| LPL FINANCIAL LLC | CETERA INVESTMENT SERVICES LLC | Apr 27, 2009 | Oct 7, 2009 | 163 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Jul 24, 2007 | Feb 15, 2008 | 206 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:168203:CA:2020-06-30 | Jun 30, 2020 | Jul 7, 2020 | LOS ANGELES, CA | Firm change |