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RIA / WealthAdvisor24 years in industry

GREGORY DON STOTT

Advisor at APPROACH CAPITAL LLC

GILBERT, AZ

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Search this name across graphsid dfx:ria:e48d1ba8-43db-5cbf-d0df-98e02021d37c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APPROACH CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 3, 2002
First registration: May 30, 2002
Dual registered: no
IAPD individual key: 4518393

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APPROACH CAPITAL LLC	Independent wealth	Feb 13, 2018	n/a	yes	GILBERT, AZ	Current employment
IRONWOOD INVESTMENT COUNSEL, LLC	Independent wealth	Aug 3, 2016	Feb 16, 2018	no	SCOTTSDALE, AZ	Previous registration
ALPHA FIDUCIARY	Independent wealth	Feb 24, 2011	Jul 5, 2016	no	PHOENIX, AZ	Previous registration
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP	Bank affiliated wealth	Nov 23, 2005	Jan 4, 2011	no	MESA, AZ	Previous registration
J.P. MORGAN ASSET MANAGEMENT	n/a	May 28, 2004	Jan 11, 2005	no	SCOTTSDALE, AZ	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	May 30, 2002	Feb 23, 2004	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IRONWOOD INVESTMENT COUNSEL, LLC	APPROACH CAPITAL LLC	Feb 16, 2018	Feb 13, 2018	-3	Firm change	Other
ALPHA FIDUCIARY	IRONWOOD INVESTMENT COUNSEL, LLC	Jul 5, 2016	Aug 3, 2016	29	Firm change	Other
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP	ALPHA FIDUCIARY	Jan 4, 2011	Feb 24, 2011	51	Firm change	Other
J.P. MORGAN ASSET MANAGEMENT	STOKER OSTLER, A PART OF BMO FINANCIAL GROUP	Jan 11, 2005	Nov 23, 2005	316	Firm change	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN ASSET MANAGEMENT	Feb 23, 2004	May 28, 2004	95	Firm change	Other

Relationships

Registered with (6)

→ APPROACH CAPITAL LLCRegistered adviserregistration: current employment
Feb 13, 2018 to presentfactForm ADV
→ IRONWOOD INVESTMENT COUNSEL, LLCRegistered adviserregistration: previous registration
Aug 3, 2016 to Feb 16, 2018factForm ADV
→ ALPHA FIDUCIARYRegistered adviserregistration: previous registration
Feb 24, 2011 to Jul 5, 2016factForm ADV
→ STOKER OSTLER, A PART OF BMO FINANCIAL GROUPRegistered adviserregistration: previous registration
Nov 23, 2005 to Jan 4, 2011factForm ADV
→ J.P. MORGAN ASSET MANAGEMENTRegistered adviserregistration: previous registration
May 28, 2004 to Jan 11, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 30, 2002 to Feb 23, 2004factForm ADV

Dated events

No dated event names this entity yet.