DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Don Stott
Feed of 09/14/2026
At current firm
8 y
since Feb 13, 2018
In the industry
24 y
since May 30, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Approach Capital LLC independent RIA currentsince Feb 13, 2018 · Gilbert, Az
- Ironwood Investment Counsel, LLC independent RIAAug 3, 2016 to Feb 16, 2018 · Scottsdale, Az
- Alpha Fiduciary independent RIAFeb 24, 2011 to Jul 5, 2016 · Phoenix, Az
- Stoker Ostler, A Part Of Bmo Financial Group bank affiliatedNov 23, 2005 to Jan 4, 2011 · Mesa, Az
- J.P. Morgan Asset Management unclassifiedMay 28, 2004 to Jan 11, 2005 · Scottsdale, Az
- Banc One Securities Corporation unclassifiedMay 30, 2002 to Feb 23, 2004 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Ironwood Investment Counsel, LLC to Approach Capital LLCleft Feb 16, 2018, registered Feb 13, 2018 (-3 days) · Other
- Alpha Fiduciary to Ironwood Investment Counsel, LLCleft Jul 5, 2016, registered Aug 3, 2016 (29 days) · Other
- Stoker Ostler, A Part Of Bmo Financial Group to Alpha Fiduciaryleft Jan 4, 2011, registered Feb 24, 2011 (51 days) · Other
- J.P. Morgan Asset Management to Stoker Ostler, A Part Of Bmo Financial Groupleft Jan 11, 2005, registered Nov 23, 2005 (316 days) · Other
- Banc One Securities Corporation to J.P. Morgan Asset Managementleft Feb 23, 2004, registered May 28, 2004 (95 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address