DFX Intelligence

F•••• A••••• I••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

F•••• A••••• I••••••••

Advisor at T••••••• S••••••• A•••••••

Columbus, OH

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Search this name across graphsid dfx:ria:e4acdda3-fdd5-f680-798f-6b5bb68b4e6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jan 20, 2023	n/a	yes	Columbus, OH	Current employment
1••• A•••••••	Former SEC adviser	Aug 27, 2019	Jan 17, 2023	no	Columbus, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	T••••••• S••••••• A•••••••	Jan 17, 2023	Jan 20, 2023	3	Firm change	RIA to ibd
C••••••••• A••••••• L••	1••• A•••••••	Sep 25, 2019	Aug 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
100:299201:OH:2023-01-17	Jan 17, 2023	Jan 20, 2023	COLUMBUS, OH	Firm change
286260:100:OH:2019-09-25	Sep 25, 2019	Aug 27, 2019	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Aug 27, 2019 to Jan 17, 2023factForm ADV
→ C••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 28, 2017 to Sep 25, 2019factForm ADV

Dated events

Occurred
Jan 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4acdda3-fdd5-f680-798f-6b5bb68b4e6a
First observed: Apr 28, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.