This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.2BItem 5.F on the latest filing (2021-03-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.2B

Private client RAUM

$1.1BderivedItem 5.D individuals plus high net worth individuals

Private client share

93%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

9

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

771

Individual clients

120

High net worth clients

188

Custody, client assets

$236M

SEC number

801-110058

CRD

286473

Filings on the tape

13

First filed

Feb 21, 2017

Latest filed

Mar 9, 2021

Organised

Limited Liability Company, Texas

• Occurred

  Feb 26, 2020
  Regulatory AUM changed

  Wealthstreet Investment Advisors, Llc reported RAUM $1.0B, up 26% from $816.5M (2019-09-24 to 2020-02-26)

  Form ADVobserved 5 days ago
  $213M
• Occurred

  Mar 28, 2018
  Regulatory AUM changed

  Wealthstreet Investment Advisors, Llc reported RAUM $921.5M, up 559% from $139.9M (2017-07-20 to 2018-03-28)

  Form ADVobserved 5 days ago
  $782M
• Occurred

  Feb 21, 2017
  First Form ADV filing

  Wealthstreet Investment Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4b7a9e7-b21c-811f-c0c9-8daba8780587

First observed

Feb 21, 2017

Last observed

Mar 9, 2021 67 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.