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CRD 110274
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••• L• R•• • A••••••••• I• L•• | G•••••• P•••••• G••••• L• R•• • A•••••• L•• | Na | yes | 06/2001 | Jul 8, 2015 | Mar 17, 2017 |
| H•••• L••••••• K•• | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | Na | yes | 04/2011 | Mar 26, 2012 | Mar 17, 2017 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $831M | $767M | 8.4% | $651M | 8.5% | 8 | 8 | n/a | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W••••••••• I••••••••• A•••••••• L•• | 3 | Mar 19, 2018 | Jun 21, 2017 | DALLAS, TX | Firm absorbed | Other | 100.0% |
| J•• 2••• G•• T•••• | 4•• L•••••• P••••••••• I••••••• I• G••••• L• R•• • A•••••• L•• | C | yes | 12/2012 | Mar 8, 2013 | Mar 17, 2017 |
| R••• G•••••• L•••• | C••••••• O• B••••• L•••••• P•••••• O• G••••• L• R•• • A•••••• L•• | C | yes | 03/2004 | Mar 26, 2012 | Mar 17, 2017 |
| R••• G•••••• L•••• | MANAGING MEMBER | E | yes | 06/2001 | Mar 26, 2012 | Mar 17, 2017 |
| R••• J•••••• H••••• | PRESIDENT (SINCE 3/2004) AND TRUSTEE OF J•• 2••• G•• T•••• (SINCE 12/2012) | C | yes | 03/2004 | Mar 26, 2012 | Mar 17, 2017 |
| F•••••• J••••• R•• | TRUSTEE OF J•• 2••• G•• T•••• | B | no | 12/2012 | Mar 8, 2013 | Mar 17, 2017 |
| J•• 2••• G•• T•••• | 1•• L•••••• P••••••••• I••••••• I• G••••• L• R•• • A•••••• L•• | B | no | 12/2012 | Mar 8, 2013 | Mar 17, 2017 |
| $831M |
| $809M |
| 8 |
| 5 |
| n/a |
| n/a |
| n/a |
| 2015 | Mar 22, 2016 | $767M | $767M | 8 | 5 | n/a | n/a | n/a |
| 2014 | Mar 6, 2015 | $782M | $782M | 9 | 6 | n/a | n/a | n/a |
| 2013 | Mar 7, 2014 | $651M | $651M | 9 | 6 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $483M | $483M | 7 | 4 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $422M | $422M | n/a | n/a | n/a | n/a | n/a |