DFX Intelligence

M•••••• H•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

M•••••• H•••• K•••

Advisor at B••••• P••••• A•••••••• L••

Dallas, TX | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65a7933f-9823-5303-9a1c-457d0fe51c69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Apr 30, 2021	n/a	yes	NEWPORT BEACH, CA\|Dallas, TX	Current employment
W••••••••• I••••••••• A•••••••• L••	Former SEC adviser	Jun 21, 2017	Sep 8, 2021	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• I••••••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Sep 8, 2021	Apr 30, 2021	-131	Firm change after gap	RIA to RIA
G••••• L• R•• • A••••••••• L•••	W••••••••• I••••••••• A•••••••• L••	Mar 19, 2018	Jun 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
110274:286473:TX:2018-03-19	Mar 19, 2018	Jun 21, 2017	DALLAS, TX	Firm change after gap

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ W••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2017 to Sep 8, 2021factForm ADV
→ G••••• L• R•• • A••••••••• L•••Registered adviserregistration: previous registration
Mar 17, 2009 to Mar 19, 2018factForm ADV
→ W••••••• • F••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65a7933f-9823-5303-9a1c-457d0fe51c69
First observed: Apr 28, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.