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Advisor at FIFTH THIRD SECURITIES, INC.
Humble, TX | Shenandoah, TX | The Woodlands, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Aug 26, 2026 | n/a | yes | Humble, TX|Humble, TX|Houston, TX|The Woodlands, TX|Shenandoah, TX | Current employment |
| FROST INVESTMENT SERVICES | Bd affiliated wealth | May 28, 2025 | Aug 7, 2026 | no | SAN ANTONIO, TX|KINGWOOD, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 21, 2008 | Aug 24, 2011 | no | NEW CANEY, TX|KINGWOOD, TX | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 11, 2005 | Jan 11, 2008 | no | HOUSTON, TX|KINGWOOD, TX|KINGWOOD, TX|HUMBLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | FIFTH THIRD SECURITIES, INC. | Aug 7, 2026 | Aug 26, 2026 | 19 | Firm change | Ibd to ibd |
| CHASE INVESTMENT SERVICES CORP. | FROST INVESTMENT SERVICES | Aug 24, 2011 | May 28, 2025 | 5,026 | Firm change after gap | Other |
| WELLS FARGO INVESTMENTS, LLC | CHASE INVESTMENT SERVICES CORP. | Jan 11, 2008 | May 21, 2008 | 131 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286129:628:TX:2026-08-07 | Aug 7, 2026 | Aug 26, 2026 | KINGWOOD, TX | Firm change |