DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roberto Aburto
Feed of 09/15/2026
Also filed as Roberto Aburto
At current firm
0 y
since Aug 26, 2026
In the industry
21 y
since May 10, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fifth Third Securities, Inc. BD affiliated currentsince Aug 26, 2026 · Humble, Tx
- Frost Investment Services BD affiliatedMay 28, 2025 to Aug 7, 2026 · San Antonio, Tx
- Chase Investment Services Corp. formerMay 21, 2008 to Aug 24, 2011 · New Caney, Tx
- Wells Fargo Investments, LLC unclassifiedMay 11, 2005 to Jan 11, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Frost Investment Services to Fifth Third Securities, Inc.left Aug 7, 2026, registered Aug 26, 2026 (19 days) · Affiliated broker-dealer or bank to another · moved with a team
- Chase Investment Services Corp. to Frost Investment Servicesleft Aug 24, 2011, registered May 28, 2025 (5026 days) · Other
- Wells Fargo Investments, LLC to Chase Investment Services Corp.left Jan 11, 2008, registered May 21, 2008 (131 days) · Other
Signals
- Roberto Aburto left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-26)Aug 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address