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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

DUSTIN NICHOLAS FRENCH

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Ownings Mills, MD

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Search this name across graphsid dfx:ria:e4d4a378-27da-4b5d-ed98-19e501ed97d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63|S66
First exam: Nov 28, 2007
First registration: Nov 30, 2007
Dual registered: yes, broker-dealer
Other names: DUSTIN FRENCH
IAPD individual key: 5359624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Aug 6, 2026	n/a	yes	Ownings Mills, MD\|GREENWOOD VILLAGE, CO	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Jul 22, 2026	no	Towson, MD	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Oct 14, 2022	no	TOWSON, MD\|Annapolis, MD\|Towson, MD\|OMAHA, NE	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 7, 2023	no	OMAHA, NE\|ANNAPOLIS, MD\|Towson, MD	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jul 25, 2016	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 30, 2007	Oct 11, 2011	no	CHARLOTTESVILLE, VA\|CHARLOTTESVILLE, VA\|ROANOKE, VA\|CHARLOTTESVILLE, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	EMPOWER ADVISORY GROUP, LLC	Jul 22, 2026	Aug 6, 2026	15	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 7, 2023	Feb 27, 2018	-2,018	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Jan 26, 2022	-261	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	SCOTTRADE INVESTMENT MANAGEMENT	Oct 11, 2011	Jul 25, 2016	1,749	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:MD:2023-09-07	Sep 7, 2023	Feb 27, 2018	TOWSON, MD	Firm change after gap
7870:5393:NE:2022-10-14	Oct 14, 2022	Jan 26, 2022	OMAHA, NE	Firm change after gap

Relationships

Registered with (6)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Jul 22, 2026factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jul 25, 2016 to Feb 26, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 30, 2007 to Oct 11, 2011factForm ADV

Dated events

Occurred
Jul 22, 2026
Advisor changed firm
Dustin Nicholas French left Charles Schwab & Co., Inc. for Empower Advisory Group, Llc (registered 2026-08-06)
Form ADVobserved 4 days ago