DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dustin Nicholas French

Empower Advisory Group, LLCBD affiliatedGreenwood Village, Co dual registrantIAPD 5359624

Certified Financial Planner

Feed of 09/15/2026

Also filed as Dustin French

At current firm

0 y

since Aug 6, 2026

In the industry

18 y

since Nov 28, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Aug 6, 2026 · Ownings Mills, Md
Charles Schwab & Co., Inc. national BD
Jan 26, 2022 to Jul 22, 2026 · Towson, Md
Td Ameritrade, Inc. former
Feb 27, 2018 to Oct 14, 2022 · Towson, Md
Td Ameritrade Investment Management, LLC former
Feb 26, 2018 to Sep 7, 2023 · Omaha, Ne
Scottrade Investment Management former
Jul 25, 2016 to Feb 26, 2018 · Saint Louis, Mo
Wells Fargo Advisors wirehouse
Nov 30, 2007 to Oct 11, 2011 · Charlottesville, Va

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Empower Advisory Group, LLC
left Jul 22, 2026, registered Aug 6, 2026 (15 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move · moved with a team
Td Ameritrade, Inc. to Charles Schwab & Co., Inc.
left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move · moved with a team
Scottrade Investment Management to Td Ameritrade Investment Management, LLC
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Scottrade Investment Management
left Oct 11, 2011, registered Jul 25, 2016 (1749 days) · Other

Signals

Dustin Nicholas French left Charles Schwab & Co., Inc. for Empower Advisory Group, Llc (registered 2026-08-06)
Jul 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address