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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM under $100M

SERAPH CAPITAL ASSOCIATES, LLC

CRD 165754

BARTLESVILLE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4e6c8d7-3a8f-e7ee-5042-80af7ab8efba

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 2
Observed: Mar 21, 2018 to Jul 31, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Seraph Capital Associates, LLC

Private equity manager · shared crd

Real Estate Fundsidentity

Seraph Capital Associates, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.33 fund_share=0.0 institutional_share=0.6 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $90.3MItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.3M
Private client RAUM: $30.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 33%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 445
Individual clients: 211
High net worth clients: 48
Private funds: 5Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-112894
CRD: 165754
Filings on the tape: 13
First filed: Mar 21, 2018
Latest filed: Jul 31, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SVC II PARTNERS, LLC	Real Estate Fund	$6.2M	Jun 20, 2024	8	Mar 29, 2024	reported	n/a
SVC PARTNERS, LLC	Real Estate Fund	$4.0M	Jun 20, 2024	5	Mar 29, 2024	reported	n/a
SVC III PARTNERS, LLC	Real Estate Fund	$2.4M	Jun 20, 2024	4	Jun 20, 2024	reported	021-513971

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HYDEN, ZACHARY	CHIEF COMPLIANCE OFFICER	Na	yes	02/2018	Mar 21, 2018	Jun 20, 2024
SUTTERFIELD FINANCIAL GROUP, INC.	Member	E	yes	02/2018	Mar 21, 2018	Jun 20, 2024
SUTTERFIELD, MICHELLE, LEE	Shareholder	D	yes	06/1999	Mar 21, 2018	Jun 20, 2024
SUTTERFIELD, TREVOR, SHAWN	Shareholder	D	yes	06/1999	Mar 21, 2018	Jun 20, 2024
SUTTERFIELD, TREVOR, SHAWN	CHIEF EXECUTIVE OFFICER	Na	yes	06/2019	Mar 21, 2018	Jun 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUTTERFIELD FINANCIAL GROUP, INC.	n/a	Independent wealth	$274M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$90.3M	$90.3M	1	1	4	n/a
2024	Mar 28, 2025	$77.5M	$77.5M	1	1	3	n/a
2023	Mar 29, 2024	$74.3M	$74.3M	1	1	2	$10.2M
2022	Mar 30, 2023	$65.1M	$65.1M	1	1	n/a	n/a
2021	Mar 29, 2022	$61.3M	$61.3M	1	1	n/a	n/a
2020	Mar 31, 2021	$56.3M	$56.3M	1	1	n/a	n/a
2019	Mar 30, 2020	$38.9M	$38.9M	1	1	n/a	n/a
2018	Mar 26, 2019	$19.6M	$19.6M	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$90.3M	$77.5M	16.5%	$65.1M	11.5%	1	1	0	0

Relationships

Affiliated with (2)

→ SUTTERFIELD FINANCIAL GROUP, INC.Registered adviserother investment adviser, insurance company, control, common control
factForm ADV
← SUTTERFIELD FINANCIAL GROUP, INC.Registered adviserother investment adviser, custodian, control, common control
factForm ADV

Advises (3)

→ SVC II PARTNERS, LLCPrivate fundReal Estate Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ SVC III PARTNERS, LLCPrivate fundReal Estate Fund, IA
Jun 20, 2024 to presentfactForm ADV
→ SVC PARTNERS, LLCPrivate fundReal Estate Fund, IA
Mar 29, 2024 to presentfactForm ADV

Controls (4)

← SUTTERFIELD FINANCIAL GROUP, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 21, 2018 to Jun 20, 2024factForm ADV
← SUTTERFIELD, TREVOR, SHAWNOwnerSHAREHOLDER, ownership code D, individual
Mar 21, 2018 to Jun 20, 2024factForm ADV
← SUTTERFIELD, MICHELLE, LEEOwnerSHAREHOLDER, ownership code D, individual
Mar 21, 2018 to Jun 20, 2024factForm ADV
← HYDEN, ZACHARYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2018 to Jun 20, 2024factForm ADV

Registered with (1)

← MARSHALL METCALF FRASERAdvisorregistration: previous registration
Sep 16, 2013 to Jul 15, 2019factForm ADV

Dated events

Occurred
Mar 30, 2020
Control person left
Metcalf Marshall Fraser (Chief Investment Officer) no longer on Schedule A of Seraph Capital Associates, Llc (listed 2019-03-26, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2018
First Form ADV filing
Seraph Capital Associates, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4e6c8d7-3a8f-e7ee-5042-80af7ab8efba
First observed: Mar 21, 2018
Last observed: Jul 31, 2026 50 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SERAPH CAPITAL ASSOCIATES, LLC

CRD 165754

BARTLESVILLE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4e6c8d7-3a8f-e7ee-5042-80af7ab8efba

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SVC II PARTNERS, LLC

Real Estate Fund

$6.2M

Jun 20, 2024

Mar 29, 2024

reported

n/a

SVC PARTNERS, LLC

Real Estate Fund

$4.0M

Jun 20, 2024

Mar 29, 2024

reported

n/a

SVC III PARTNERS, LLC

Real Estate Fund

$2.4M

Jun 20, 2024

reported

021-513971

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HYDEN, ZACHARY

CHIEF COMPLIANCE OFFICER

yes

02/2018

Mar 21, 2018

Jun 20, 2024

SUTTERFIELD FINANCIAL GROUP, INC.

Member

yes

02/2018

Mar 21, 2018

Jun 20, 2024

SUTTERFIELD, MICHELLE, LEE

Shareholder

yes

06/1999

Mar 21, 2018

Jun 20, 2024

SUTTERFIELD, TREVOR, SHAWN

Shareholder

yes

06/1999

Mar 21, 2018

Jun 20, 2024

SUTTERFIELD, TREVOR, SHAWN

CHIEF EXECUTIVE OFFICER

yes

06/2019

Mar 21, 2018

Jun 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUTTERFIELD FINANCIAL GROUP, INC.

n/a

Independent wealth

$274M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$90.3M

n/a

2024

Mar 28, 2025

$77.5M

n/a

2023

Mar 29, 2024

$74.3M

$10.2M

2022

Mar 30, 2023

$65.1M

n/a

2021

Mar 29, 2022

$61.3M

n/a

2020

Mar 31, 2021

$56.3M

n/a

2019

Mar 30, 2020

$38.9M

n/a

2018

Mar 26, 2019

$19.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$90.3M

$77.5M

16.5%

$65.1M

11.5%