DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• C•••••• A••••••••• L••
Wealth manager with institutional or fund businessBartlesville, OklahomaCRD 165754SEC 801-112894IAPD
Latest filing Jul 31, 2026
First filing on the tape Mar 21, 2018 · 13 filings
SEC status approved since Apr 20, 2018
RAUM
$90.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
33%
$30.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$90.3M as of Jul 31, 2026
Mar 26, 2019$19.6M then
HNW client RAUM$12.3M as of Jul 31, 2026
Mar 26, 2019$3.5M then
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 26, 20190 then
Employees (5.A)1 as of Jul 31, 2026
Mar 26, 20191 then
Private funds5 as of Jul 31, 2026
Mar 29, 20242 then
RAUM +16% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $255,838derivedHNW RAUM over HNW clients
- Average account
- $202,893derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 60%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$33.0M37%
- Individuals$17.7M20%
- Pension and profit-sharing plans$13.9M15%
- High-net-worth individuals$12.3M14%
- Charitable organizations$7.5M8.3%
- Corporations and businesses$5.9M6.5%
- Pooled investment vehicles$48,8400.1%
- Individual clients
- 211reported
- HNW clients
- 48reported
- Pension plan clients
- 70reported
- Charitable clients
- 17reported
- Accounts
- 445reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.33 fund_share=0.0 institutional_share=0.6 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- M••••••• M•••••• F••••• to P••••••••• A•••••••• L••Jul 15, 2019 · RIA to a state-registered adviser
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• I• P•••••••• L•• | Real Estate Fund | $6.2M | 8 | Mar 29, 2024 |
| S•• P•••••••• L•• | Real Estate Fund | $4.0M | 5 | Mar 29, 2024 |
| S•• I•• P•••••••• L•• | Real Estate Fund | $2.4M | 4 | Jun 20, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••• Z•••••• · Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- S••••••••• T•••••• S•••• · Chief Executive Officercontrolsince 06/2019 · owns less than 5%
- S••••••••• M•••••••• L•• · Shareholdercontrolsince 06/1999 · owns 50% to 75% of S••••••••• F•••••••• G••••• I•••
- S••••••••• T•••••• S•••• · Shareholdercontrolsince 06/1999 · owns 50% to 75% of S••••••••• F•••••••• G••••• I•••
Entity owners
- S••••••••• F•••••••• G••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••••• F•••••••• G••••• I•••investment adviserinsurancereal estateyRAUM $274M
Advisers that list S••••• C•••••• A••••••••• L•• as a related person
- 115652 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 31, 2026institutional share of RAUM of 60% against a peer median of 0% (310 comparable advisers, 100.0th percentile, 20.3 robust deviations)peers: independent wealth managers, under $100M (310) · 100% percentile
What changed
consecutive filings, newest first
- Private funds · 4 to 5Mar 27, 2026 to Jul 31, 2026
- Accounts · 442 to 445Sep 30, 2025 to Mar 27, 2026
- Corporate clients · 22 to 50Sep 30, 2025 to Mar 27, 2026
- HNW clients · 16 to 48Sep 30, 2025 to Mar 27, 2026
- Individual clients · 198 to 211Sep 30, 2025 to Mar 27, 2026
- Pension plan clients · 64 to 70Sep 30, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3 to 8Sep 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $77.5M to $90.3MSep 30, 2025 to Mar 27, 2026
- HNW RAUM · $15.7M to $12.3MSep 30, 2025 to Mar 27, 2026
- Individual RAUM · $12.7M to $17.7MSep 30, 2025 to Mar 27, 2026
- Pension RAUM · $10.4M to $13.9MSep 30, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $22,977 to $48,840Sep 30, 2025 to Mar 27, 2026
- RAUM · $77.5M to $90.3MSep 30, 2025 to Mar 27, 2026
- Private funds · 3 to 4Mar 28, 2025 to Sep 30, 2025
- Accounts · 298 to 442Jun 20, 2024 to Mar 28, 2025
- Corporate clients · 19 to 22Jun 20, 2024 to Mar 28, 2025
- HNW clients · 14 to 16Jun 20, 2024 to Mar 28, 2025
- Individual clients · 176 to 198Jun 20, 2024 to Mar 28, 2025
- Pension plan clients · 59 to 64Jun 20, 2024 to Mar 28, 2025
- Pooled vehicle clients · 0 to 3Jun 20, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $74.3M to $77.5MJun 20, 2024 to Mar 28, 2025
- HNW RAUM · $11.6M to $15.7MJun 20, 2024 to Mar 28, 2025
- Individual RAUM · $10.7M to $12.7MJun 20, 2024 to Mar 28, 2025
- Pension RAUM · $10.4M to $10.4MJun 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $0 to $22,977Jun 20, 2024 to Mar 28, 2025
- RAUM · $74.3M to $77.5MJun 20, 2024 to Mar 28, 2025
- Private funds · 2 to 3Mar 29, 2024 to Jun 20, 2024
- Accounts · 388 to 298Mar 30, 2023 to Mar 29, 2024
- Advisory activities · 2 to 3Mar 30, 2023 to Mar 29, 2024
- BD registered reps · 1 to 0Mar 30, 2023 to Mar 29, 2024
- Charity clients · 0 to 17Mar 30, 2023 to Mar 29, 2024
- Corporate clients · 14 to 19Mar 30, 2023 to Mar 29, 2024
- HNW clients · 18 to 14Mar 30, 2023 to Mar 29, 2024
- Individual clients · 186 to 176Mar 30, 2023 to Mar 29, 2024
- Pension plan clients · 51 to 59Mar 30, 2023 to Mar 29, 2024
- Private funds · unset to 2Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $65.1M to $74.3MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $12.9M to $11.6MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $13.4M to $10.7MMar 30, 2023 to Mar 29, 2024
Signals
2 dated events
- Metcalf Marshall Fraser (Chief Investment Officer) no longer on Schedule A of S••••• C•••••• A••••••••• L•• (listed 2019-03-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- S••••• C•••••• A••••••••• L•• filed its initial SEC registration (Form ADV)Mar 21, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• C•••••• A••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 918-338-2255reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••• C•••••• A••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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