S••• K• L••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Bloomington, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5159f43-59cf-5d5a-0418-89bacc987e9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 24, 2021	n/a	yes	Bloomington, IN	Current employment
T••••••• S••••••• A•••••••	Bd affiliated wealth	Aug 19, 2020	Feb 24, 2021	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• S••••••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 24, 2021	Feb 24, 2021	0	Firm change	Ibd to ibd
T••••••• S••••••• F••••••••	T••••••• S••••••• A•••••••	Feb 24, 2021	Aug 19, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
299201:134139:IN:2021-02-24	Feb 24, 2021	Feb 24, 2021	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 24, 2021 to presentfactForm ADV
→ T••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2020 to Feb 24, 2021factForm ADV
→ T••••••• S••••••• F••••••••Registered adviserregistration: previous registration
Mar 10, 2020 to Feb 24, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5159f43-59cf-5d5a-0418-89bacc987e9d
First observed: Mar 10, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.