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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Kevin Robert Osborn

Advisor at MORGAN STANLEY

Deerfield, IL

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Search this name across graphsid dfx:ria:e524aa13-3dd0-a8da-57d6-e94f557659ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 24, 1997
First registration: Aug 16, 2007
Dual registered: yes, broker-dealer
Other names: KEVIN ROBERT OSBORN|KEVIN OSBORN|Kevin R Osborn
IAPD individual key: 2910571

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Apr 25, 2025	n/a	yes	Deerfield, IL	Current employment
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jul 28, 2022	Dec 20, 2023	no	WHEATON, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jun 4, 2019	Jul 22, 2022	no	CHICAGO, IL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	May 29, 2019	no	ROSEMONT, IL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 3, 2013	Jan 21, 2014	no	ROSEMONT, IL	Previous registration
VISION ASSET MANAGEMENT INC	n/a	Aug 16, 2007	Sep 3, 2009	no	ROSEMONT, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE CAPITAL MANAGEMENT LLC	MORGAN STANLEY	Dec 20, 2023	Apr 25, 2025	492	Firm change after gap	RIA to wirehouse
FIFTH THIRD SECURITIES, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Jul 22, 2022	Jul 28, 2022	6	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	FIFTH THIRD SECURITIES, INC.	May 29, 2019	Jun 4, 2019	6	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
VISION ASSET MANAGEMENT INC	CETERA INVESTMENT SERVICES LLC	Sep 3, 2009	Jan 3, 2013	1,218	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:628:IL:2019-05-29	May 29, 2019	Jun 4, 2019	ROSEMONT, IL	Firm change

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 28, 2022 to Dec 20, 2023factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jun 4, 2019 to Jul 22, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to May 29, 2019factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 3, 2013 to Jan 21, 2014factForm ADV
→ VISION ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Aug 16, 2007 to Sep 3, 2009factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
Kevin Robert Osborn left Brookstone Capital Management Llc for Morgan Stanley (registered 2025-04-25)
Form ADVobserved 5 days ago
Occurred
Jul 22, 2022
Advisor changed firm
Kevin Robert Osborn left Fifth Third Securities, Inc. for Brookstone Capital Management Llc (registered 2022-07-28)
Form ADVobserved 5 days ago