DFX Intelligence
Reading the graph
Reading the graph
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Advisor at Q••••• W•••• A•••••••• L••
Elm Grove, WI | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q••••• W•••• A•••••••• L•• | Independent wealth | Jan 16, 2024 | n/a | yes | Elm Grove, WI|CHICAGO, IL | Current employment |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Nov 10, 2010 | May 12, 2022 | no | Cedar Rapids, IA|ELM GROVE, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Q••••• W•••• A•••••••• L•• | May 12, 2022 | Jan 16, 2024 | 614 | Firm change after gap | Ibd to RIA |
| B••••• I••••••••• A••••••• L•• | B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Nov 5, 2010 |
| B••••• I••••••••• A••••••• L•• | n/a | Jun 17, 2008 | Nov 5, 2010 | no | ELM GROVE, WI | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 24, 2006 | Jun 27, 2008 | no | ELM GROVE, WI|FORT MILL, SC|ELM GROVE, WI | Previous registration |
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Oct 6, 2004 | Oct 27, 2006 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| 5 |
| Firm change |
| Other |
| L•• F•••••••• L•• | B••••• I••••••••• A••••••• L•• | Jun 27, 2008 | Jun 17, 2008 | -10 | Firm change | Other |
| R••••• W• B•••• • C•• I••••••••• | L•• F•••••••• L•• | Oct 27, 2006 | Oct 24, 2006 | -3 | Firm change | Other |