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Advisor at A•••• C•••••• C••••
MELVILLE, NY | WINDHAM, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• C•••••• C•••• | Bd affiliated wealth | Jul 21, 2023 | n/a | yes | MELVILLE, NY|WINDHAM, NH | Current employment |
| P•• W••••• | Former SEC adviser | Apr 25, 2023 | Jun 2, 2023 | no | NORTH READING, MA|Windham, NH|Woburn, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• | A•••• C•••••• C•••• | Jun 2, 2023 | Jul 21, 2023 | 49 | Firm change | RIA to ibd |
| N••• C••••••••• | P•• W••••• | Apr 17, 2023 | Apr 25, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:6413:MA:2018-07-19 | Jul 27, 2018 | Jul 25, 2018 | WOBURN, MA | Firm change |
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Oct 3, 2016 | LYNNFIELD, MA | Firm change |
| N••• C••••••••• | Bd affiliated wealth | Apr 5, 2023 | Apr 17, 2023 | no | WINDHAM, NH|BOCA RATON, FL | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Apr 23, 2021 | Mar 9, 2023 | no | SALEM, NH|WOBURN, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 25, 2018 | May 21, 2021 | no | WOBURN, MA|SALEM, NH|SALEM, NH|WOBURN, MA|ALPHARETTA, GA | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Oct 3, 2016 | Jul 27, 2018 | no | WOBURN, MA | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Jan 26, 2015 | Oct 3, 2016 | no | WOBURN, MA|WOBURN, MA|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| S••••••• I••••••••• I••• | Former SEC adviser | Mar 20, 2013 | Feb 3, 2015 | no | WESTBOROUGH, MA|WOBURN, MA|WESTBOROUGH, MA | Previous registration |
| C••••••• • C••• I••• | Former SEC adviser | Apr 9, 2010 | Mar 25, 2011 | no | WOBURN, MA|Malden, MA|WOBURN, MA | Previous registration |
| T• W••••• M••••••••• S••••••• I••• | n/a | Nov 17, 2009 | Mar 11, 2010 | no | WELLESLEY, MA|LEXINGTON, MA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Nov 7, 2007 | Nov 17, 2009 | no | LEXINGTON, MA | Previous registration |
| J•••• • L••••• S••••••••• C••• | n/a | Aug 31, 2004 | Apr 24, 2006 | no | NEW YORK, NY | Previous registration |
| Firm change |
| Ibd to RIA |
| S••••••••• A•••••• A•••••••• I••• | N••• C••••••••• | Mar 9, 2023 | Apr 5, 2023 | 27 | Firm change | Ibd to ibd |
| L•• F•••••••• L•• | S••••••••• A•••••• A•••••••• I••• | May 21, 2021 | Apr 23, 2021 | -28 | Firm change | Ibd to ibd |
| C••••• A••••••• L•• | L•• F•••••••• L•• | Jul 27, 2018 | Jul 25, 2018 | -2 | Firm change | Ibd to RIA |
| I•••••••• C•••••• A••••••• | C••••• A••••••• L•• | Oct 3, 2016 | Oct 3, 2016 | 0 | Channel change | Other |
| S••••••• I••••••••• I••• | I•••••••• C•••••• A••••••• | Feb 3, 2015 | Jan 26, 2015 | -8 | Firm change | Other |
| C••••••• • C••• I••• | S••••••• I••••••••• I••• | Mar 25, 2011 | Mar 20, 2013 | 726 | Firm change after gap | Other |
| T• W••••• M••••••••• S••••••• I••• | C••••••• • C••• I••• | Mar 11, 2010 | Apr 9, 2010 | 29 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | T• W••••• M••••••••• S••••••• I••• | Nov 17, 2009 | Nov 17, 2009 | 0 | Bulk transfer | Other |
| J•••• • L••••• S••••••••• C••• | C••••• I••••••••• S••••••• L•• | Apr 24, 2006 | Nov 7, 2007 | 562 | Firm change after gap | Other |