DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
BETHESDA, MD | HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 29, 2020 | n/a | yes | HUNT VALLEY, MD|BETHESDA, MD | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 2, 2009 | Jul 10, 2020 | no | HUNT VALLEY, MD | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jan 6, 2009 | no | HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 26, 1999 | Apr 2, 2007 | no | LUTHERVILLE, MD|HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jul 10, 2020 | Jun 29, 2020 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Jan 6, 2009 | Jan 2, 2009 | -4 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:11025:MD:2020-07-09 | Jul 10, 2020 | Jun 29, 2020 | HUNT VALLEY, MD | Firm change |