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Feed of 09/14/2026
Also filed as T••• Michael E••••
At current firm
6 y
since Jun 29, 2020
In the industry
27 y
since Nov 5, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 29, 2020 · Hunt Valley, Md
- U•• F•••••••• S••••••• I••• wirehouseJan 2, 2009 to Jul 10, 2020 · Hunt Valley, Md
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jan 6, 2009 · Hunt Valley, Md
- M••••• S•••••• D• I••• unclassifiedFeb 26, 1999 to Apr 2, 2007 · Lutherville, Md
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 10, 2020, registered Jun 29, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Jan 6, 2009, registered Jan 2, 2009 (-4 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address