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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

John Kim

Advisor at BOK FINANCIAL PRIVATE WEALTH, INC.

Denver, CO | DENVER, CO

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Search this name across graphsid dfx:ria:e56a7cb1-bd81-4017-b7cd-9b0773b9a62a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOK FINANCIAL PRIVATE WEALTH, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 25, 2024
First registration: Mar 3, 2016
Dual registered: yes, broker-dealer
Other names: JOHN KIM|YOUN J KIM|YOUN JOO KIM|YOUN KIM
IAPD individual key: 3008943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Oct 30, 2025	n/a	yes	Denver, CO	Current employment
BOK FINANCIAL PRIVATE WEALTH, INC.	Independent wealth	Oct 27, 2025	n/a	yes	DENVER, CO	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Nov 7, 2024	Oct 17, 2025	no	COLUMBUS, OH\|Denver, CO	Previous registration
UMB FINANCIAL SERVICES, INC.	Independent wealth	Feb 28, 2024	Nov 5, 2024	no	DENVER, CO\|Broomfield, CO	Previous registration
BOK FINANCIAL PRIVATE WEALTH, INC.	Independent wealth	Jun 28, 2019	Aug 16, 2019	no	DENVER, CO	Previous registration
COBIZ WEALTH	Former SEC adviser	Mar 3, 2016	Aug 19, 2019	no	Denver, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	BOK FINANCIAL PRIVATE WEALTH, INC.	Oct 17, 2025	Oct 27, 2025	10	Firm change	Ibd to RIA
UMB FINANCIAL SERVICES, INC.	HUNTINGTON FINANCIAL ADVISORS	Nov 5, 2024	Nov 7, 2024	2	Firm change	RIA to ibd
COBIZ WEALTH	BOK FINANCIAL PRIVATE WEALTH, INC.	Aug 19, 2019	Jun 28, 2019	-52	Firm change after gap	RIA to RIA
BOK FINANCIAL PRIVATE WEALTH, INC.	UMB FINANCIAL SERVICES, INC.	Aug 16, 2019	Feb 28, 2024	1,657	Firm change after gap	RIA to ibd

Relationships

Registered with (5)

→ BOK FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ BOK FINANCIAL PRIVATE WEALTH, INC.Registered adviserregistration: previous registration
Jun 28, 2019 to Aug 16, 2019factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 7, 2024 to Oct 17, 2025factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 28, 2024 to Nov 5, 2024factForm ADV
→ COBIZ WEALTHRegistered adviserregistration: previous registration
Mar 3, 2016 to Aug 19, 2019factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
John Kim left Huntington Financial Advisors for Bok Financial Private Wealth, Inc. (registered 2025-10-27)
Form ADVobserved 5 days ago
Occurred
Nov 5, 2024
Advisor changed firm
John Kim left Umb Financial Services, Inc. for Huntington Financial Advisors (registered 2024-11-07)
Form ADVobserved 5 days ago