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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)15 years in industry

CODY LEE EVANS

Advisor at FROST INVESTMENT SERVICES

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:e573cd23-ffc2-6cd4-46bc-9ab5d0ab27fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FROST INVESTMENT SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Nov 21, 2016
First registration: Nov 30, 2016
Dual registered: yes, broker-dealer
Other names: CODY EVANS|CODY LEE EVANS
IAPD individual key: 6720201

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FROST INVESTMENT SERVICES	Bd affiliated wealth	Apr 22, 2026	n/a	yes	SAN ANTONIO, TX	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Apr 23, 2026	no	SAN ANTONIO, TX\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 8, 2023	Mar 31, 2025	no	SAN ANTONIO, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 11, 2022	Jan 10, 2023	no	San Antonio, TX\|Jacksonville, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 8, 2020	Jul 17, 2021	no	San Antonio, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 30, 2016	Nov 24, 2020	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	FROST INVESTMENT SERVICES	Apr 23, 2026	Apr 22, 2026	-1	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jan 10, 2023	Feb 8, 2023	29	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	CITIGROUP GLOBAL MARKETS INC.	Jul 17, 2021	Jan 11, 2022	178	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	CHARLES SCHWAB & CO., INC.	Nov 24, 2020	Dec 8, 2020	14	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ FROST INVESTMENT SERVICESRegistered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Apr 23, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 8, 2023 to Mar 31, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 11, 2022 to Jan 10, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 8, 2020 to Jul 17, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 30, 2016 to Nov 24, 2020factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Cody Lee Evans left Strategic Advisers Llc for Frost Investment Services (registered 2026-04-22)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Cody Lee Evans left Citigroup Global Markets Inc. for Fidelity Personal And Workplace Advisors (registered 2023-02-08)
Form ADVobserved 4 days ago