DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cody Lee Evans

Frost Investment ServicesBD affiliatedSan Antonio, Txdual registrantIAPD 6720201

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Cody Evans

At current firm

0 y

since Apr 22, 2026

In the industry

15 y

since Apr 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Frost Investment Services BD affiliated current
since Apr 22, 2026 · San Antonio, Tx
Strategic Advisers LLC national BD
Mar 31, 2025 to Apr 23, 2026 · San Antonio, Tx
Fidelity Personal And Workplace Advisors former
Feb 8, 2023 to Mar 31, 2025 · San Antonio, Tx
Citigroup Global Markets Inc. BD affiliated
Jan 11, 2022 to Jan 10, 2023 · San Antonio, Tx
Charles Schwab & Co., Inc. national BD
Dec 8, 2020 to Jul 17, 2021 · San Antonio, Tx
J.P. Morgan Securities LLC wirehouse
Nov 30, 2016 to Nov 24, 2020 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Frost Investment Services
left Apr 23, 2026, registered Apr 22, 2026 (-1 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to Fidelity Personal And Workplace Advisors
left Jan 10, 2023, registered Feb 8, 2023 (29 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to Citigroup Global Markets Inc.
left Jul 17, 2021, registered Jan 11, 2022 (178 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Charles Schwab & Co., Inc.
left Nov 24, 2020, registered Dec 8, 2020 (14 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Cody Lee Evans left Strategic Advisers Llc for Frost Investment Services (registered 2026-04-22)
Apr 23, 2026 · Advisor changed firm · fact
Cody Lee Evans left Citigroup Global Markets Inc. for Fidelity Personal And Workplace Advisors (registered 2023-02-08)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address