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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CHRISTOPHER MICHAEL O'NEILL

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

BOULDER, CO | Superior, CO

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Search this name across graphsid dfx:ria:e587d636-5877-4dc1-0a75-6d9a25ff3ae8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 25, 2002
First registration: Sep 26, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4567113

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 16, 2019	n/a	yes	BOULDER, CO\|Superior, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 21, 2019	Apr 18, 2019	no	BOULDER, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 4, 2010	Mar 20, 2019	no	BOULDER, CO\|BOULDER, CO	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 11, 2006	Jun 7, 2010	no	BOULDER, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 28, 2004	Aug 7, 2006	no	DENVER, CO\|DENVER, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 10, 2003	Mar 26, 2004	no	SAN FRANCISCO, CA	Previous registration
PIPER SANDLER & CO.	Institutional manager	Sep 26, 2002	Jun 10, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 18, 2019	Apr 16, 2019	-2	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Jun 7, 2010	Jun 4, 2010	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Aug 7, 2006	Aug 11, 2006	4	Firm change	Other
EQUITABLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 26, 2004	Apr 28, 2004	33	Firm change	Ibd to wirehouse
PIPER SANDLER & CO.	EQUITABLE ADVISORS, LLC	Jun 10, 2003	Jun 10, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:149018:CO:2019-04-18	Apr 18, 2019	Apr 16, 2019	BOULDER, CO	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 16, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 21, 2019 to Apr 18, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 11, 2006 to Jun 7, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 28, 2004 to Aug 7, 2006factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 10, 2003 to Mar 26, 2004factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Sep 26, 2002 to Jun 10, 2003factForm ADV

Dated events

No dated event names this entity yet.