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S•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

S•••• W••••

Advisor at W•••• F•••• A•••••••

FRISCO, TX

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Search this name across graphsid dfx:ria:e58b225f-5a52-df8d-77d5-f6ca736d2787

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 1, 2026	n/a	yes	FRISCO, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 12, 2022	May 13, 2026	no	PLANO, TX\|Rockwall, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	May 13, 2026	May 1, 2026	-12	Firm change	Wirehouse to wirehouse
C••••••• S••••••••• I•••	U•• F•••••••• S••••••• I•••	Feb 22, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:19616:TX:2026-05-12	May 13, 2026	May 1, 2026	ROCKWALL, TX	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2022 to May 13, 2026factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2018 to Feb 22, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 13, 2026
Advisor changed firm
S•••• W•••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e58b225f-5a52-df8d-77d5-f6ca736d2787
First observed: Mar 14, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.