DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• H••••••• • C•
ST LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• H••••••• • C• | Independent wealth | Feb 3, 2023 | n/a | yes | ST LOUIS, MO | Current employment |
| K•••••• | Independent wealth | Jun 12, 2013 | Jan 10, 2023 | no | Chesterfield, MO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••••• | A••••••• H••••••• • C• | Jan 10, 2023 | Feb 3, 2023 | 24 | Firm change | RIA to RIA |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | K•••••• | Nov 30, 2012 | Jun 12, 2013 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jun 18, 2012 | Nov 30, 2012 | no | SAINT CHARLES, MO | Previous registration |
| S••••• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 31, 2011 | Jun 19, 2012 | no | ST CHARLES, MO | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | May 10, 2010 | Nov 17, 2011 | no | ST. CHARLES, MO | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 13, 2006 | May 14, 2010 | no | ST. LOUIS, MO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 31, 2003 | Mar 11, 2004 | no | CHESTERFIELD, MO | Previous registration |
| Firm change |
| Other |
| S••••• F•••••••• S•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Jun 19, 2012 | Jun 18, 2012 | -1 | Firm change | Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | S••••• F•••••••• S•••••••• I••• | Nov 17, 2011 | Oct 31, 2011 | -17 | Firm change | Other |
| S••••••• F•••••••• S•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | May 14, 2010 | May 10, 2010 | -4 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | S••••••• F•••••••• S•••••••• I••• | Mar 11, 2004 | Jan 13, 2006 | 673 | Firm change after gap | Other |