DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOSE DEJESUS CERVANTES

Advisor at EASTERLY INVESTMENT PARTNERS LLC

BEVERLY, MA | WESTCHESTER, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5965709-b81e-7a03-7c2b-e6d3a7db428f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EASTERLY INVESTMENT PARTNERS LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 9, 2000
First registration: Jun 6, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4122167

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EASTERLY INVESTMENT PARTNERS LLC	Other adviser	Apr 16, 2026	n/a	yes	BEVERLY, MA\|WESTCHESTER, IL	Current employment
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Aug 23, 2010	Mar 20, 2025	no	LISLE, IL	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Sep 12, 2005	Nov 4, 2008	no	CHICAGO, IL\|LISLE, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Sep 8, 2005	no	CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 6, 2005	Jul 6, 2005	no	WARRENVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORS ASSET MANAGEMENT, INC.	EASTERLY INVESTMENT PARTNERS LLC	Mar 20, 2025	Apr 16, 2026	392	Firm change	Other
GUGGENHEIM INVESTMENTS	ADVISORS ASSET MANAGEMENT, INC.	Nov 4, 2008	Aug 23, 2010	657	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	GUGGENHEIM INVESTMENTS	Sep 8, 2005	Sep 12, 2005	4	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ EASTERLY INVESTMENT PARTNERS LLCRegistered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 23, 2010 to Mar 20, 2025factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Sep 12, 2005 to Nov 4, 2008factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Sep 8, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 6, 2005 to Jul 6, 2005factForm ADV

Dated events

Occurred
Mar 20, 2025
Advisor changed firm
Jose Dejesus Cervantes left Advisors Asset Management, Inc. for Easterly Investment Partners Llc (registered 2026-04-16)
Form ADVobserved 4 days ago