DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jose Dejesus Cervantes

Easterly Investment Partners LLCotherBeverly, Ma dual registrantIAPD 4122167

Feed of 09/15/2026

At current firm

0 y

since Apr 16, 2026

In the industry

26 y

since Feb 9, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Easterly Investment Partners LLC other current
since Apr 16, 2026 · Beverly, Ma
Advisors Asset Management, Inc. mixed wealth
Aug 23, 2010 to Mar 20, 2025 · Lisle, Il
Guggenheim Investments asset manager
Sep 12, 2005 to Nov 4, 2008 · Chicago, Il
Chase Investment Services Corp. former
Jul 6, 2005 to Sep 8, 2005 · Chicago, Il
Banc One Securities Corporation unclassified
Jun 6, 2005 to Jul 6, 2005 · Warrenville, Il

Moves

a registration end followed by a registration begin elsewhere

Advisors Asset Management, Inc. to Easterly Investment Partners LLC
left Mar 20, 2025, registered Apr 16, 2026 (392 days) · Other
Guggenheim Investments to Advisors Asset Management, Inc.
left Nov 4, 2008, registered Aug 23, 2010 (657 days) · Other
Chase Investment Services Corp. to Guggenheim Investments
left Sep 8, 2005, registered Sep 12, 2005 (4 days) · Other
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

Jose Dejesus Cervantes left Advisors Asset Management, Inc. for Easterly Investment Partners Llc (registered 2026-04-16)
Mar 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address