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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JEFFREY ROBERT GORDON

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:e598fa11-432c-16a5-6fa9-2a646c00d836

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 8, 1987
First registration: Jun 16, 2006
Dual registered: yes, broker-dealer
Other names: JEFFREY GORDON|JEFFREY R. GORDON
IAPD individual key: 1635949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Mar 24, 2014	n/a	yes	CONSHOHOCKEN, PA	Current employment
1914 ADVISORS	Former SEC adviser	Feb 4, 2009	Mar 21, 2014	no	WEST CONSHOHOCKEN, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 27, 2009	Feb 5, 2009	no	Marlton, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Oct 16, 2008	no	WEST CONSHOHOCKEN, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 16, 2006	Apr 2, 2007	no	WAYNE, PA\|WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA\|PURCHASE, NY\|JENKINTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1914 ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Mar 21, 2014	Mar 24, 2014	3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	1914 ADVISORS	Feb 5, 2009	Feb 4, 2009	-1	Firm change	Other
MORGAN STANLEY & CO. LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 16, 2008	Jan 27, 2009	103	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Mar 24, 2014 to presentfactForm ADV
→ 1914 ADVISORSRegistered adviserregistration: previous registration
Feb 4, 2009 to Mar 21, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 27, 2009 to Feb 5, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Oct 16, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 16, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.