DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Allianz Global Investors Europe Gmbh

Former SEC-registered adviserFrankfurt Am Main, Hessen, CRD 157713SEC 801-72577IAPD
Latest filing Sep 5, 2012
First filing on the tape Mar 27, 2012 · 2 filings
RAUM
$60B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$60B as of Sep 5, 2012
Mar 27, 2012$60B then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 5, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$54.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-based, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,089reported
Financial planning clients
1,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performance, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Dothard James Dilworth · Ceocontrol
        since 04/2011 · owns less than 5%
      • Violetta Claudia Kock · Member Of The Boardcontrol
        since 04/2011 · owns less than 5%
      • Nmn Daniel Lehmann · Member Of The Boardcontrol
        since 04/2011 · owns less than 5%
      • Hubertus Michael Peters · Member Of The Boardcontrol
        since 02/2012 · owns less than 5%
      • Catharina Johanna Richter · Head Of Legal & Compliancecontrol
        since 01/2010 · owns less than 5%
      • Ernst Ferdinand Andreas Utermann · Global Chief Investment Officercontrol
        since 01/2012 · owns less than 5%
      • Andreas Christoph Weikl · Chief Compliance Officercontrol
        since 04/2011 · owns less than 5%
      Entity owners
      • Allianz Global Investors Holding Gmbh · Sole Stockholder
        direct · owns 75% or more
      • Allianz Asset Management Ag · Sole Stockholder
        indirect · owns 75% or more of Allianz Global Investors Holding Gmbh
      • Allianz Finanzbeteiligungs Gmbh · Stockholder
        indirect · owns 25% to 50% of Allianz Asset Management Ag
      • Allianz Se · Stockholder
        indirect · owns 50% to 75% of Allianz Asset Management Ag
      • Allianz Se · Sole Stockholder
        indirect · owns 75% or more of Allianz Finanzbeteiligungs Gmbh
      Related persons
      Schedule D 7.A
      • Adig Fondsvertrieb Gmbh
        broker-dealern
      • Aequitas Gmbh Allianz Equity - Alternative Strategies
        investment advisern
      • Allianz Global Investors (Taiwan) Ltd
        investment advisern
      • Allianz Global Investors (Uk) Ltd.
        investment advisern
      • Allianz Global Investors Distributors LLC
        broker-dealerpooled vehicle sponsorn
      • Allianz Global Investors France S.A.
        investment advisern
      • Allianz Global Investors Fund Management LLC
        investment advisernRAUM $30B
      • Allianz Global Investors Hong Kong Ltd
        investment advisern
      • Allianz Global Investors Ireland Ltd.
        investment adviserpooled vehicle sponsorn
      • Allianz Global Investors Italia Sgr S.P.A.
        investment advisern
      • Allianz Global Investors Kapitalanlagegesellschaft Mbh
        investment adviserpooled vehicle sponsorn
      • Allianz Global Investors Luxembourg S.A.
        investment adviserpooled vehicle sponsorn
      • Allianz Pension Partners Gmbh
        LP sponsorn
      • Allianz Treuhand Gmbh
        investment advisern
      • Fondsdepot Bank Gmbh
        custodiann
      • Pimco Deutschland Gmbh
        broker-dealerinvestment advisern
      • Pimco Europe Ltd.
        investment advisern
      • Rcm (Uk) Ltd.
        investment advisern
      • Rcm Asia Pacific Limited
        investment advisernRAUM $14B
      • Rcm
        investment adviserpooled vehicle sponsornRAUM $21B
      • Risklab Gmbh
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      • Rotterdam, Netherlands
      • Zurich, Switzerland
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026