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Advisor at WELLS FARGO ADVISORS
HUNT VALLEY, MD | BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 10, 2020 | n/a | yes | BETHESDA, MD|HUNT VALLEY, MD | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 26, 2007 | Jul 13, 2020 | no | TOWSON, MD|BALTIMORE, MD | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 20, 2003 | Nov 5, 2007 | no | HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 13, 2020 | Jul 10, 2020 | -3 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 5, 2007 | Oct 26, 2007 | -10 | Firm change | Wirehouse to wirehouse |