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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

DANIEL P LABROAD

Advisor at GATEWAY WEALTH PARTNERS, LLC

NEWBURYPORT, MA | APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e622ff47-99e0-ce5f-a3db-998af97dff69

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATEWAY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 27, 2012
First registration: Aug 15, 2016
Dual registered: yes, broker-dealer
Other names: DANIEL P LABROAD|Daniel Paul LaBroad
IAPD individual key: 6087182

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATEWAY WEALTH PARTNERS, LLC	Independent wealth	Nov 2, 2022	n/a	yes	NEWBURYPORT, MA\|APPLETON, WI	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Apr 14, 2020	Jul 14, 2022	no	WAKEFIELD, MA\|WAKEFIELD, MA\|Newburyport, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Aug 15, 2016	Jun 25, 2018	no	Andover, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	GATEWAY WEALTH PARTNERS, LLC	Jul 14, 2022	Nov 2, 2022	111	Firm change	Ibd to new firm
PUTNAM INVESTMENT MANAGEMENT, LLC	PRUCO SECURITIES, LLC	Jun 25, 2018	Apr 14, 2020	659	Firm change after gap	Other

Relationships

Registered with (3)

→ GATEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Nov 2, 2022 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 14, 2020 to Jul 14, 2022factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 15, 2016 to Jun 25, 2018factForm ADV

Dated events

Occurred
Jul 14, 2022
Advisor changed firm
Daniel P Labroad left Pruco Securities, Llc for Gateway Wealth Partners, Llc (registered 2022-11-02)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e622ff47-99e0-ce5f-a3db-998af97dff69
First observed: Aug 15, 2016
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL P LABROAD

Advisor at GATEWAY WEALTH PARTNERS, LLC

NEWBURYPORT, MA | APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e622ff47-99e0-ce5f-a3db-998af97dff69

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GATEWAY WEALTH PARTNERS, LLC

Independent wealth

Nov 2, 2022

n/a

yes

NEWBURYPORT, MA|APPLETON, WI

Current employment

PRUCO SECURITIES, LLC

No RAUM reported

Apr 14, 2020

Jul 14, 2022

WAKEFIELD, MA|WAKEFIELD, MA|Newburyport, MA

Previous registration

PUTNAM INVESTMENT MANAGEMENT, LLC

Asset manager

Aug 15, 2016

Jun 25, 2018

Andover, MA|BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRUCO SECURITIES, LLC

GATEWAY WEALTH PARTNERS, LLC

Jul 14, 2022

Nov 2, 2022

111

Firm change

Ibd to new firm

PUTNAM INVESTMENT MANAGEMENT, LLC

PRUCO SECURITIES, LLC

Jun 25, 2018

Apr 14, 2020

659

Firm change after gap

Other