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RIA / WealthAdvisorCertified Financial Planner11 years in industry

ALASTAIR DAVID STANSFIELD

Advisor at RISE PRIVATE WEALTH ADVISORS

TUCSON, AZ

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Search this name across graphsid dfx:ria:e62d38dd-fd39-0c43-e8d0-90742fba0936

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RISE PRIVATE WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 17, 2015
First registration: Feb 18, 2015
Dual registered: no
Other names: ALASTAIR STANSFIELD|ALASTAIR STANSFIELD|ALASTAIR David STANSFIELD
IAPD individual key: 6131174

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RISE PRIVATE WEALTH ADVISORS	State registered	Jul 14, 2020	n/a	yes	TUCSON, AZ	Current employment
PREMIERE WEALTH ADVISORS, LLC	State registered	Dec 26, 2019	Jun 16, 2020	no	TUCSON, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 29, 2018	Oct 28, 2019	no	ORO VALLEY, AZ\|ORO VALLEY, AZ\|TUCSON, AZ\|TUCSON, AZ\|PHOENIX, AZ\|SANTA CLARITA, CA	Previous registration
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Nov 4, 2015	Jan 4, 2018	no	TUCSON, AZ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 18, 2015	Jun 3, 2015	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PREMIERE WEALTH ADVISORS, LLC	RISE PRIVATE WEALTH ADVISORS	Jun 16, 2020	Jul 14, 2020	28	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PREMIERE WEALTH ADVISORS, LLC	Oct 28, 2019	Dec 26, 2019	59	Firm change	Wirehouse to state RIA
SECURE INVESTMENT MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 4, 2018	Jan 29, 2018	25	Firm change	Other
PNC WEALTH MANAGEMENT	SECURE INVESTMENT MANAGEMENT, LLC	Jun 3, 2015	Nov 4, 2015	154	Firm change	Other

Relationships

Registered with (5)

→ RISE PRIVATE WEALTH ADVISORSRegistered adviserregistration: current employment
Jul 14, 2020 to presentfactForm ADV
→ PREMIERE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 26, 2019 to Jun 16, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 29, 2018 to Oct 28, 2019factForm ADV
→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2015 to Jan 4, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 18, 2015 to Jun 3, 2015factForm ADV

Dated events

No dated event names this entity yet.