DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••••• C•••••• S•••••••••
BEAVERTON, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••••• C•••••• S••••••••• | State registered | Dec 5, 2023 | n/a | yes | BEAVERTON, OR | Current employment |
| T• A••••••••• I••• | Former SEC adviser | Jun 13, 2006 | Aug 25, 2009 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | A••••••••• A••••••• S••••••• L•• | Aug 25, 2009 | May 19, 2005 | -1,559 | Firm change after gap | Other |
| T• A••••••••• I••• | O•••••• C•••••• S••••••••• | Aug 25, 2009 | Dec 5, 2023 |
| A••••••••• A••••••• S••••••• L•• | n/a | May 19, 2005 | Dec 14, 2005 | no | PORTLAND, OR | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 19, 2005 | Aug 25, 2009 | no | PORTLAND, OR | Previous registration |
| 5,215 |
| Firm change after gap |
| Other |
| A••••••••• A••••••• S••••••• L•• | T• A••••••••• I••• | Dec 14, 2005 | Jun 13, 2006 | 181 | Firm change | Other |