RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••• B•••••••••
- O•••••• C•••••• S••••••••• state registered currentsince Dec 5, 2023 · Beaverton, Or
- T• A••••••••• I••• formerJun 13, 2006 to Aug 25, 2009 · Portland, Or
- A••••••••• A••••••• S••••••• L•• unclassifiedMay 19, 2005 to Dec 14, 2005 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 19, 2005 to Aug 25, 2009 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• to A••••••••• A••••••• S••••••• L••left Aug 25, 2009, registered May 19, 2005 (-1559 days) · Other
- T• A••••••••• I••• to O•••••• C•••••• S•••••••••left Aug 25, 2009, registered Dec 5, 2023 (5215 days) · Other
- A••••••••• A••••••• S••••••• L•• to T• A••••••••• I•••left Dec 14, 2005, registered Jun 13, 2006 (181 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address