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Advisor at FROST INVESTMENT SERVICES
SAN ANTONIO, TX | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jul 20, 2023 | n/a | yes | SAN ANTONIO, TX|FORT WORTH, TX | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 18, 2021 | Jul 18, 2023 | no | CARROLLTON, TX|CARROLLTON, TX|Frisco, TX|GRAPEVINE, TX|Farmers Branch, TX|LEWISVILLE, TX|CARROLLTON, TX|LEWISVILLE, TX|FLOWER MOUND, TX|Flower Mound, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Oct 15, 2010 | Aug 17, 2021 | no | HOUSTON, TX|HOUSTON, TX|FLOWER MOUND, TX | Previous registration |
| ST JOHNS WEALTH MANAGEMENT | n/a | Apr 1, 2010 | Oct 15, 2010 | no | AUSTIN, TX | Previous registration |
| BBVA COMPASS INVESTMENT SOLUTIONS, INC | n/a | Jun 12, 2002 | Mar 10, 2010 | no | AUSTIN, TX|ROUND ROCK, TX|ROUND ROCK, TX|LAKEWAY, TX|AUSTIN, TX|ROUND ROCK, TX|AUSTIN, TX|BEE CAVE, TX|FLOWER MOUND, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | FROST INVESTMENT SERVICES | Jul 18, 2023 | Jul 20, 2023 | 2 | Firm change | Ibd to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 17, 2021 | Aug 18, 2021 | 1 | Bulk transfer | Ibd to ibd |
| ST JOHNS WEALTH MANAGEMENT | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Oct 15, 2010 | Oct 15, 2010 | 0 | Bulk transfer | Other |
| BBVA COMPASS INVESTMENT SOLUTIONS, INC | ST JOHNS WEALTH MANAGEMENT | Mar 10, 2010 | Apr 1, 2010 | 22 | Bulk transfer | Other |