This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 12, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Mar 12, 1998

First registration

Jul 23, 2002

Dual registered

yes, broker-dealer

IAPD individual key

1402662

• Occurred

  Jun 27, 2024
  Advisor changed firm

  David James Homa left Citizens Securities, Inc. for Lpl Financial Llc (registered 2025-06-13)

  Form ADVobserved 6 days ago
• Occurred

  Mar 24, 2022
  Advisor changed firm

  David James Homa left Janney Montgomery Scott Llc for Citizens Securities, Inc. (registered 2022-04-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e655e1c4-aec2-6491-30c5-c98470604220

First observed

Jul 23, 2002

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.