DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• J•••• H•••

L•• F•••••••• L••BD affiliatedBoca Raton, Fldual registrantIAPD 1402662

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jun 13, 2025

In the industry

28 y

since Mar 12, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 13, 2025 · Boca Raton, Fl
C••••••• S••••••••• I••• BD affiliated
Apr 4, 2022 to Jun 27, 2024 · Paoli, Pa
J••••• M••••••••• S•••• L•• BD affiliated
Aug 2, 2010 to Mar 24, 2022 · Philadelphia, Pa
E•••• • Y•••• I••••••••• A••••••• L•• no RAUM
Jul 23, 2002 to Mar 1, 2010 · Secaucus, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to L•• F•••••••• L••
left Jun 27, 2024, registered Jun 13, 2025 (351 days) · Affiliated broker-dealer or bank to another
J••••• M••••••••• S•••• L•• to C••••••• S••••••••• I•••
left Mar 24, 2022, registered Apr 4, 2022 (11 days) · Affiliated broker-dealer or bank to another
E•••• • Y•••• I••••••••• A••••••• L•• to J••••• M••••••••• S•••• L••
left Mar 1, 2010, registered Aug 2, 2010 (154 days) · Other

Signals

D•••• J•••• H••• left C••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-06-13)
Jun 27, 2024 · Advisor changed firm · fact
D•••• J•••• H••• left J••••• M••••••••• S•••• L•• for C••••••• S••••••••• I••• (registered 2022-04-04)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address