K••• R• L•••••

Advisor at G••••• C•••••• W••••• M••••••••• L••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6682cb0-7b30-d5ba-f6b4-5c108a311abf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• C•••••• W••••• M••••••••• L••	Independent wealth	Sep 16, 2020	n/a	yes	HOUSTON, TX	Current employment
M•••• F•••••••• A•••••••	Bd affiliated wealth	Jul 16, 2019	Nov 30, 2020	no	HOUSTON, TX\|ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• F•••••••• A•••••••	G••••• C•••••• W••••• M••••••••• L••	Nov 30, 2020	Sep 16, 2020	-75	Firm change after gap	RIA to RIA
L•••••••• P••••••• S••••••••• L••	M•••• F•••••••• A•••••••	Aug 5, 2019	Jul 16, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
142457:310056:GA:2020-11-30	Nov 30, 2020	Sep 16, 2020	ALPHARETTA, GA	Firm change after gap

Relationships

Registered with (4)

→ G••••• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 16, 2020 to presentfactForm ADV
→ M•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 16, 2019 to Nov 30, 2020factForm ADV
→ L•••••••• P••••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 11, 2018 to Aug 5, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6682cb0-7b30-d5ba-f6b4-5c108a311abf
First observed: Jan 13, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.