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Advisor at CWM, LLC
Las Vegas, NV | OMAHA, NE | Billings, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Sep 24, 2024 | n/a | yes | Billings, MT|Las Vegas, NV|OMAHA, NE | Current employment |
| TRUE NORTH FINANCIAL | Former SEC adviser | Aug 8, 2020 | Jan 28, 2025 | no | BILLINGS, MT | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 24, 2014 | Aug 13, 2020 | no | BILLINGS, MT|Billings, MT|Billings, MT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 9, 2007 | Jan 28, 2014 | no | BILLINGS, MT|BOZEMAN, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUE NORTH FINANCIAL | CWM, LLC | Jan 28, 2025 | Sep 24, 2024 | -126 | Firm change after gap | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | TRUE NORTH FINANCIAL | Aug 13, 2020 | Aug 8, 2020 | -5 | Firm change | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 28, 2014 | Jan 24, 2014 | -4 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 309126:155344:MT:2025-01-28 | Jan 28, 2025 | Sep 24, 2024 | BILLINGS, MT | Firm change after gap |
| 6363:309126:MT:2020-08-13 | Aug 13, 2020 | Aug 8, 2020 | BILLINGS, MT | Firm change |